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(Publications of
the ICE, volume 17, please place orders directly at the publishers Chronos)
Die
Schweiz und die Flüchtlinge zur Zeit des Nationalsozialismus
Switzerland
and Refugees in the Nazi Era
ICE
(ed.)
Summary
The present study
is centered on the subject of Swiss refugee policy from 1933 to 1945 and
is a revised second edition of the report published in December 1999 under
the same name. In the 1950ies already, but to an even larger extentfrom
the 1980ies on, the Swiss refugee policy in the times of the Second World
War was the subject of fierce controversy. Well-founded investigations
are now available on many issues. In the present study, an overall synthesis
of the results of this research is presented, and at the same time new
facts are included on several topics. As required by the mandate of the
Federal Council, the financial aspects of refugee policy constitute one
of the focal points of the investigation.
Categories, Figures
and Method
During the Second World War, Switzerland sheltered for a shorter or longer
time a total of almost 300 000 persons seeking protection. Among these
were such disparate categories as interned military personnel (104 000),
refugees admitted on a temporary basis (67 000), children on vacation
(60 000), civilian refugees (51 000), immigrants (10 000) and political
refugees (250). The horizon of orientation of the study is less the war
and the people seeking sanctuary in Switzerland as a consequence of war,
but rather the victims of the national socialist policy of persecution
and destruction, i.e. in particular all those who tried to enter Switzerland
as civilian refugees, immigrants or political refugees (chapter 1.4 and
tables 12). Such orientation of the focus of research requires an
investigation not only of the actions of authorities, but specifically
of the consequences of Swiss refugee policy for the persons concerned.
The refugees, their fate, their despair and hopes are therefore given
their due place. An important methodological procedure in this context
is the investigation of single cases and the presentation of individual
life histories.
The years 1938
and 1942
For Swiss refugee policy, two years were of particular importance. In
1938, Switzerland was involved in the marking of passports of German Jews
with a «J» , and in August 1942 it closed its borders for
persons persecuted «for racial
reasons only».
In view of the exodus
beginning after the «Anschluss» of Austria in the spring of
1938, Switzerland was looking for ways to keep refugees at bay. When the
former Austrian citizens were given German passports, Switzerland was
considering a general visa requirement for all Germans. From a Swiss point
of view, however, economical and political interests were in opposition
to this. Eventually the German authorities agreed to the suggestion made
by the Swiss, to mark passports with a discriminating imprint, limited
to German «Non-Aryans». After the basic agreement, the definition
of the imprint a stamp with text, the name underlined in red, or
a «J» was merely a question of technical details. Although
the head of the Federal Police Division, Heinrich Rothmund, expressed
legal and ethical reservations regarding this marking, it was unanimously
approved by the Federal Council. Thus Switzerland based its entry practice
on the racist criteria established by German law, making the distinction
between Aryan and Non-Aryan, and it accepted an agreement which in principle
also allowed the marking of passports of Swiss Jews. For German Jews,
this «J» resulted in rendering difficult or impossible their
departure for other countries as well (chapter 3.1).
In the summer of 1942
the situation was fundamentally different. Switzerland, except for the
Southwestern border, was encircled by the Axis powers, and the supply
situation was precarious. The study shows through what channels and to
what extent information on German mass murder reached Switzerland, making
it an actual turntable for information of all kind. It was difficult,
however, to distinguish reliable information from rumors. In addition
, the mass murders talked about were crimes that many deemed hardly conceivable.
Nevertheless, there is no doubt: The Federal Council, the Federal Department
of Justice and Police as well as army headquarters knew in summer 1942
that rejected refugees were threatened with deportation to Eastern Europe
and therefore with death. In view of this fact the Schweizerische Israelitische
Gemeindebund, aid agencies and parts of the population vehemently protested
the closing of the borders (chapter 3.2)
Motivation and
Instructions
The closing of the borders in the summer of 1942 was justified in part
by the food supply situation. Sources prove,
however, that neither the food supply situation nor military or political
pressure from abroad played a decisive role in the closing of the borders.
The question, therefore, arises why Switzerland, in spite of the knowledge
it had, and without any stringent necessity, in the following months rejected
thousands of refugees and got involved in national socialist crimes by
abandoning refugees to their persecutors. In the present volume, anti-Semitism
appears as an important reason for either not perceiving the persecution
of Jews, or not drawing the necessary consequences in favor of the victims
from this knowledge. This appears clearly from a comparison with policy
regarding those refugees who had fled the repercussions of the Russian
revolution and had found refuge and financial support in Switzerland.
While in this case the all pervasive anti-communism worked in favor of
the refugees, the rejection of Jewish refugees was motivated by a widespread
anti-semitic attitude. Anti-Semitism in Switzerland was
culturally, socially and politically founded and linked to forms of Christian
hatred of Jews. It was embedded in a population policy which had been
fighting the «Überfremdung» («over-foreignization»)
of Switzerland, and in particular the so-called «Verjudung»
(«over-Jewishization») since World War One (chapter 1.3).
There were other factors affecting the definition of Swiss refugee policy,
however, factors of national as well as international origin. At a national
level, in particular xenophobia and the discourse of «Überfremdung»
(chapter 2.2.2), economic protectionism (chapter 2.2.3), concerns regarding
supply and national security (2.2.4) and the concept of a humanitarian
mission (chapters 2.2.1 and 6) are to be mentioned. The interplay and
incompatibility of these motives made it impossible for the Swiss decision
makers to decide for a more generous admission of Jewish refugees, in
spite of their extensive knowledge of the national socialist policy of
persecution and destruction. At an international level, the issue of refugees
was the subject of deliberations in the League of Nations in the thirties;
in July 1938 there was an international conference taking place in Evian,
at which the admission of refugees from Austria and Germany was
to be coordinated internationally. In all attempts to coordinate the various
national refugee policies, however, Switzerland kept in the background.
Escape, Rejection,
Admission and Residence
The study is dedicating particular attention to the escape from the persecuting
state, the border situation with all its hazards, the rejection of refugees
and the conditions of residence of the admitted refugees. By reconstructing
the path of a great number of refugees, a differentiated picture is created.
For many thousands the escape ended already at the diplomatic missions
of Switzerland abroad, when they learned that they had no prospect of
receiving an entry permit. There were also employees and officials of
Swiss consulates, however, who were standing up for refugees and granted
entry permits generously. But they were disciplined for their actions
because these were against regulations. But the decisive fact is that
as of 1938 Switzerland except for so-called hardship cases
was generally rejecting all Jewish refugees at the border. At the same
time, however, those refugees who had illegally passed a stretch of several
kilometers behind the borders and had reached the interior of the country
as a rule were not evicted. This made the border the center of action
where truly dramatic scenes happened. The report shows that many private
persons and organizations, abroad as well as in Switzerland, helped refugees
to cross the border and make it to the interior of the country. There
were border officials who suffered a conflict of conscience and ignored
regulations. Thus Switzerland admitted around 51 000 civilian refugees
during the war, about 20 000 of which were Jews (chapters 4.14.3).
The rejections and deportations in the canton of Geneva in the fall of
1942, however, make it clear that the contrary could also be the case.
Here, refugees were deported by force and in part directly handed over
to their persecutors. It has to be noted that the responsible persons
were later tried and convicted for their unlawful proceeding. These incidents,
however, do not constitute some accidental, unaccountable misdemeanor,
but need to be seen in a wider context. In the canton of Geneva there
were important border check points, and in the fall of 1942 it was the
actual focus of events. The authorities in Bern waited some time before
they interfered, as they were hoping for an effect of deterrence from
these harsh measures (chapter 4.3.3 excursion: The practice in Geneva
in fall 1942)
The stay of the refugees
in Switzerland was marked by a far-reaching control and incapacitation
in many respects. After the crossing of the border followed a stay in
an complex system of camps. Before getting to civilian work camps, the
refugees were placed in military camps where living conditions often were
particularly precarious and controls especially rigid: Thus the entire
mail was subject to censoring, and it was not permitted to write letters
in Hebrew. Many of the military personnel charged with taking care of
the refugees were not prepared for their duty and in case of conflicts
reverted to their authoritarian military patterns of behavior. The stay
in military camps, which often lasted several months, was usually followed
by the assignment to a civilian work camp or refugee institution; for
a limited number of refugees there was the opportunity of a so-called
free place, i.e. accommodation with private persons (chapter 4.4). Especially
humiliating for many refugees was the financial incapacitation which derived
from the fact that the refugees entering the country after August 1942
were deprived of the right of disposal of their assets. While the management
of the assets of refugees was entrusted to the Schweizerische Volksbank,
the refugees were permitted to dispose of these only with the authorization
of the Police Division, granted with great restriction. These measures
were taken by the authorities with the intention of producing securities
for the settlement of claims under public law (chapter 5.5).
Financial Aspects
of Refugee Policy
The investigation of financial aspects of the refugee policy is connected
with the economic crisis of the thirties, the national socialist plundering
policy and the economic war after 1939. From 1937 until 1940 first the
immigrants and later all non-German foreigners in Switzerland were excluded
from the Swiss-German financial transactions. The Swiss interest to save
the scarce clearing funds for the requirements of their own political
economy, and the interest of the Germans in getting access to the assets
of refugees were complementary (chapters
5.1 and 5.2). The costs for the refugees up to 1942 were borne mainly
by the aid agencies (for aid agencies cf. chapter 2.3). In the period
from 1933 to 1954 these spent around 102 million Swiss francs. The largest
part, that is 69 million francs, was assumed by the Verband Schweizerischer
Jüdischer Fürsorgen (VSJF) which received more than half of
its funds from the American Jewish Joint Distribution Committee (chapter
5.3, tables 5 and 6, figure 1).
When the US blocked
continental European assets in June 1941, this created numerous new problems
for the transfer of aid funds. On the part of America as well as of Switzerland,
the requirements of the aid agencies and refugees were set back in favor
of concerns of war economics (we refer in this context to the report on
blackmailing of ransom in the occupied Netherlands (ICE publications,
vol. 24). This report illustrates the dilemma between the objectives of
economic warfare and the attempts to ransom Jews from the national socialist
dominion. It further appears that the Swiss financial place played a central
role in German blackmailing for ransom. Looking at the transfer of dollars
it becomes clear how Switzerland made the situation of refugees even harder.
From May 1942 until the end of 1943, the Swiss National Bank did not accept
any dollar transfers for the American Jewish Joint Distribution Committee,
and for refugees who had fled to Switzerland illegally after January 1,
1942 it was almost impossible to receive support payments from the USA
(chapter 5.4). Against this background, the discussions of that time on
the subject of cost for accommodation and food for the refugees are to
be seen in a new dimension. The federal government substantially increased
its financial commitment as of 1942 indeed and until 1954 spent more than
136 million francs on the refugee policy (tables 811). Detailed
investigations of several proprietary measures show, however, that financial
aspects were embedded in the overall refugee policy and in part were used
by the authorities for a restrictive refugee policy (chapter 5.3).
(Original version
in German)
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